Corporate Compliance

Tip: Planning

Healthcare Auditing Weekly, December 4, 2007

The planning phase of the audit is the first step in the audit process. It includes gaining an understanding of the reasons for the audit, selection an audit team, and developing the audit objectives.

Your organization identifies issue and areas that pose financial or security risks, which can be the subjects of potential audits in a variety of ways. Your organization, in cooperation with various departments and the compliance committee, should have identified areas that are of particular concern and that may warrant a survey or audit. Once you have identified the reasons for an audit, identify staff to conduct it.

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